Kristin Rice-Gonzalez.

Kristin Rice-Gonzalez.

Partner

BakerMcKenzie

Kristin Rice-Gonzalez is a partner in the Chicago office and is experienced in fund review and formation, mergers and acquisitions, investment adviser compliance and general corporate law, with an emphasis on real estate, secondary transactions and fund-of-funds.

Ms. Gonzalez provides comprehensive representation of investment advisers, private equity securities broker and private funds regarding complex regulatory, compliance and enforcement matters. She has significant experience with management and operational issues associated with securities brokerage and investment management businesses, as well as with securities transactions, investment product design, general corporate and transactional matters. Her practice includes assisting cross -border financial institutions and investors in their effort to comply with FINRA and SEC regulations.
She also advises clients on alternative investment fund matters, advising clients on the structuring and formation of, and investment in, international and domestic private investment funds, including private equity funds, and fund-of-funds. Ms. Rice-Gonzalez has represented well-known investors in international and domestic private funds and fund-of-funds. She has also represented domestic and foreign broker dealers and investment advisers in filings before the SEC and FINRA.

Sesión Simultánea 1A: Cumplimiento contra el Lavado de Dinero en la Industria de Valores

Chopin

La continua incertidumbre en Latino América puede estar generando un regreso a los antiguos y desfavorables hábitos. El panel explorará nuevas tendencias en la estructuración para los clientes argentinos, la legislación mexicana de reforma fiscal que afectará la transparencia de muchas estructuras tradicionales, y el impacto de la Regulación Best Interest (BI, por sus siglas […]

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