Spencer Doak is the Director for BSA/AML Compliance Policy for the Office of the Comptroller of the Currency (OCC). In this role, he directs policy related to BSA/AML and counter-financing of terrorism for OCC examiners and supervised banks. Prior to his Director role, Spencer served as the OCC’s Large Bank Supervision Compliance Lead Expert, with responsibilities for BSA/AML, as well as consumer protection laws and regulations. Mr. Doak, also previously held positions at the OCC as a BSA/AML Compliance Policy Specialist and as a regional Compliance Lead Expert. He joined the OCC from the industry in 1992, initially as a safety and soundness examiner.