Breakout Session 1A: Anti-Money Laundering Compliance in the Securities Industry


Continuing uncertainty in Latam may be creating a return to old and unfavorable habits. The panel will explore new trends in structuring for Argentine clients, Mexican tax reform legislation that will impact the transparency of many traditional structures, and the impact of Regulation Best Interest both on AML obligations of securities houses and on the implementation of Regulation Best Interest in the cross-border private wealth industry.