Alison Morpurgo-Cotter

Alison Morpurgo-Cotter

Managing Director, Global Head, Cross-Border Legal. UBS

Breakout Session 2A: Anti-Money Laundering Compliance in the Securities Industry


Our panel of securities industry leaders will discuss the unique broker-dealer challenges of the Venezuelan sanctions regime, the impact of new CDD regulations, how Latin tax amnesties are re-shaping AML KYC, and the impact of virtual currencies and reg -tech on AML program expectations.