Peter Gonzalez

Peter Gonzalez

Examiner

Financial Industry Regulatory Authority (FINRA)

Peter Gonzalez is currently an Examiner within FINRA’s Anti-Money Laundering Investigative Unit (AMLIU). The AMLIU is a specialized unit that conducts complex AML-focused examinations, provides AML related guidance and training to both FINRA and the brokerage industry through various conferences and training events. Prior to joining the AMLIU, Peter was an Examination Manager in FINRA’s Florida District Office. Peter holds a Master’s Degree in Finance and is designated as a Certified Fraud Examiner, a Certified Anti-Money Laundering Specialist, and a Certified Financial Services Auditor.