Spencer Doak

Spencer Doak

Director for BSA/AML Compliance Policy

Office of the Controller for the Currency (OCC)

Spencer Doak is the Director for BSA/AML Compliance Policy for the Office of the Comptroller of the Currency (OCC).  In this role, he directs policy related to BSA/AML and counter-financing of terrorism for OCC examiners and supervised banks.  Prior to his Director role, Spencer served as the OCC’s Large Bank Supervision Compliance Lead Expert, with responsibilities for BSA/AML, as well as consumer protection laws and regulations.  Mr. Doak, also previously held positions at the OCC as a BSA/AML Compliance Policy Specialist and as a regional Compliance Lead Expert.  He joined the OCC from the industry in 1992, initially as a safety and soundness examiner.